The Third Quarterly Report 2016
Stock code ：000413,200413 Abbreviation：Dongxu Optoelectronic, Dongxu B Announcement：2016-113
Dongxu Optoelectronic Technology Co., Ltd.
The Third Quarterly Report 2016
The Third Quarterly Report 2016
I. Important Notice
The Board of Directors ,Supervisory Committee, all directors, supervisors and senior executives of the Company
hereby guarantees that there are no misstatement, misleading representation or important omissions in this report
and shall assume joint and several liability for the authenticity, accuracy and completeness of the contents hereof.
All of the directors presented the board meeting at which this Quarterly Report was examined.
Mr. Li Zhaoting, The Company leader, Mr. Zhou Bo, Chief financial officer and the Mr.Gao Feipeng, the person
in charge of the accounting department (the person in charge of the accounting )declare: the financial report
carried in this report is authentic and completed
The Third Quarterly Report 2016
II. Main financial data and changes of shareholders
I.Main financial data and financial index
Whether it has retroactive adjustment or re-statement on previous accounting data for accounting policy changed
and accounting error correction or not.
□ Yes √ No
As at the end of the reporting Changed （%）over end of
As at the end of last year
period prev. year
Gross assets（RMB） 39,342,234,739.38 28,798,623,253.33 36.61%
Net assets attributable to the
shareholders of the listed company 21,766,571,634.57 14,319,481,941.28 52.01%
（RMB）
Increase/decrease over Between beginning of
Changed （%）over
Reporting period the same period of last the year to the end of
end of prev. year
year（%） the report period
Operating income（RMB） 1,379,624,393.30 38.15% 4,261,683,547.71 68.92%
Net profit attributable to the
shareholders of the listed company 255,873,197.91 -24.70% 801,836,908.63 8.37%
（RMB）
Net profit after deducting of
non-recurring gain/loss attributable
158,346,261.62 49.41% 618,240,914.75 95.18%
to the shareholders of listed
company（RMB）
Cash flow generated by business
-- -- 1,629,350,095.12 22.47%
operation, net（RMB）
Basic earning per
0.06 -53.85% 0.20 -28.57%
share(RMB/Share)
Diluted gains per
0.06 -53.85% 0.20 -28.57%
share(RMB/Share)(RMB/Share)
Weighted average income/asset
1.51% -2.03% 5.23% -2.54%
ratio（%）
In RMB
Amount from beginning of
Items the year to the end of the Notes
report period
Non-current asset disposal gain/loss(including the write-off part
-4,535.74
for which assets impairment provision is made)
The Third Quarterly Report 2016
Government subsidies recognized in current gain and
loss(excluding those closely related to the Company’s business 195,277,780.91
and granted under the state’s policies)
Gain/loss on loans obtained by entrusting others 2,165,094.33
Other non-operating income and expenditure beside for the above
711,781.87
items
Less: Influenced amount of income tax 4,418,812.65
Amount of influence of minority interests（After tax） 10,135,314.84
Total 183,595,993.88 --
For the Company’s non-recurring gain/loss items as defined in the Explanatory Announcement No.1 on
information disclosure for Companies Offering their Securities to the Public-Non-recurring Gains and Losses and
its non-recurring gain/loss items as illustrated in the Explanatory Announcement No.1 on information Disclosure
for Companies offering their securities to the public-non-recurring Gains and losses which have been defined as
recurring gains and losses, it is necessary to explain the reason.
□ Applicable√ Not applicable
None of Non-recurring gain /loss items recognized as recurring gain /loss/items as defined by the information
disclosure explanatory Announcement No.1- Non –recurring gain/loss in the report period.
The Third Quarterly Report 2016
II.Total Shareholders and Shares Held by Top Ten Shareholders at the End of the Reporting Period
1. About Total Common Shareholders, Total Preference Shareholders with the Voting Power Recovered
and the Shares Held by Top Ten Common Shareholders
In shares
Total preference shareholders with
Total number of common 314,070(including 296,583 shareholders holding A
the voting power recovered at the
shareholders at the period-end shares and 17,487 shareholders holding B shares)
end of the reporting period(if any)
Shares held by the top 10 shareholders
Amount of Pledging or freezing
Share
Properties of tradable shares
Shareholder name proportion Quantity Status of the
shareholder with Conditional Quantity
% shares
held
Domestic Non
Dongxu Group -State-owned legal 11.37% 561,483,467 Pledge 522,238,042
person
Domestic Non
Shijiazhuang Baoshi Electronic Group
-State-owned legal 6.73% 332,382,171 Pledge 148,856,500
Co., Ltd.
person
China Fund Management Co., Ltd.－
Huaxia Bank－TTCO Trust Co., Ltd.
Other 4.51% 222,575,516
－TTCO Trust Co., Ltd.－Shunjing
No.5 Single capital trust
Minsheng Royal Fund Management
Co., Ltd.-Ping An Bank-Ping An
Other 3.71% 183,284,457
Trust-Ping An Wealth* Huitai No.163
Single Fund Trust
Bosera Capital-Ping An Bank- Ping
An Trust-Ping An Wealth* Huitai Other 3.38% 167,155,426
No.164 Single Fund Trust
Guangzhou Securities-China Guangfa
Bank-Guangzhou Securities No.2
Other 2.67% 131,964,809
Collective Asset Management Plan of
Kunpeng Dingcheng
Sws Mu Fund Management Co.,Ltd.
－China Merchants Bank－Huarun
Shen State investment trust－Ruihua Other 2.25% 111,287,758
increase funds No. 2 Collective
capital trust plan
Penghua Fund－Ningbo Bank－Daye
Trust－Daye TrustDongxu Other 2.25% 111,287,758
Optoelectronic increase funds II
The Third Quarterly Report 2016
Single fund trust
STAS Asset Management－Ningbo
Bank－Minsheng Trust－China
Minsheng TrustZhixin No.208 Other 2.25% 111,287,758
Dongxu Optoelectronic increase
collective fund trust plan
Domestic Non
Shenzhen Taianer Information
-State-owned legal 2.24% 110,492,845
Technology Co., Ltd.
person
Domestic Non
Qianhai Equity Investment Fund (LP) -State-owned legal 2.24% 110,492,845
person
Nuoan Fund-Industrial
Securities-Nanjing Shuangan Assets Other 2.24% 110,492,845
Management Co., Ltd.
Shares held by the Top 10 Shareholders of Non-restricted shares
Number of the non-restricted Share type
Shareholders’ Names
shares held Share type Quantity
332,382,1
Shijiazhuang Baoshi Electronic Group Co., Ltd. 332,382,171 RMB Common shares
121,600,7
Dongxu Group 121,600,770 RMB Common shares
54,333,77
China Securities Finance Co., Ltd. 54,333,771 RMB Common shares
Bank of China－Huaxia New Economic Mixed Securities 36,608,09
36,608,098 RMB Common shares
Investment Funds
24,205,50
Central Huijin Investment Ltd. 24,205,500 RMB Common shares
16,188,70
Xie Xiantuan 16,188,700 RMB Common shares
Wang Yong 7,430,000 RMB Common shares 7,430,000
Yinhua Funds－Agricultural Bank of China－Yinhua CSI
6,632,927 RMB Common shares 6,632,927
Financial Asset management Plan
Foreign shares placed in
China Merchants Securities(HK) Co., Ltd. 6,199,611 6,199,611
domestic exchange
China Mensheng Bank－Yinhua Shenzhen 100 index
4,995,557 RMB Common shares 4,995,557
securities investment fund
Explanation on shareholders participating in the margin Among the top ten shareholders holding non-restricted negotiable
trading business shares, Dongxu Group and Baoshi Group have relationship and
The Third Quarterly Report 2016
constitute persons taking concerted action. The Company does not
know whether there is relationship between the other top 8
shareholders holding non-restricted negotiable shares and between
such shareholders and the other top 8 shareholders.
The natural persons in the top ten Non-restricted common
Participation of top 10 unconditional common share stockholders Xie Xiantuan holds 15,688.700 shares through stock
shareholders in securities margin trading (if any) account with credit transaction and guarantee of Huatai Securities
Co., Ltd., taking 0.32% of the total shares in the company.
Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a
buy-back agreement dealing in reporting period.
□ Yes √ No
The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company
have no buy –back agreement dealing in reporting period.
2.Total number of preferred shareholders and shareholding of top 10 preferred shareholders by the end of
the report period
□ Applicable √Not applicable
III Significant Events
I. Major changes of main accounting statement items and financial indicators in the reporting period, as
well as reasons for the changes
√ Applicable □ Not applicable
Amount at the beginning
Items in Amount at the end of Rate of
No of period Reason for change
statements period/ This period change（%）
/Same period of last year
Mainly due to sales increase and
1 Monetary capital 22,239,580,714.19 12,409,510,170.26 79.21%
will increase the funds in place
Other account Mainly due to financial leases
2 55,197,871.28 65.58%
receivable 91,394,960.37 lead to margin
Construction in Mainly due to construction in
3 1,896,280,268.51 3,433,016,388.90 -44.76%
process progress into fixed assets
Mainly due to the project
Other non-current
4 243,279,174.31 52.46% prepayment is reclassified to this
assets 370,900,829.95
subject
Advances Mainly due to in advance to pay
5 97,920,689.41 255.35%
received 347,957,086.36 back the principal
6 Other account 539,796,113.78 -64.58% Mainly due to Zhengzhou Xufei,
The Third Quarterly Report 2016
payable 191,189,379.56 Shijiazhuang Xuxin new
shareholders to pay the original
equity
Non-current
Mainly due to financial leases and
7 liability due in 1 1,665,978,540.07 876,987,200.00 89.97%
borrowings increased
year
Long-term Mainly due to increase in
8 57,000,000.00 1561.51%
account payable 947,062,155.36 financial leasing
Mainly due to leaseback
9 Deferred income 246,925,387.61 41.33%
348,982,112.26 leaseback
Mainly due to the current
high-end equipment and technical
Operational
10 4,261,683,| 东旭B：2016年第三季度报告全文（英文版） （下载公告） |
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| 公告日期:2016-10-31 |
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