读取中,请稍候

00-00 00:00:00
--.--
0.00 (0.000%)
昨收盘:0.000今开盘:0.000最高价:0.000最低价:0.000
成交额:0成交量:0买入价:0.000卖出价:0.000
市盈率:0.000收益率:0.00052周最高:0.00052周最低:0.000
东旭B:2017年第三季度报告全文(英文版) 下载公告
公告日期:2017-10-31
Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Dongxu Optoelectronic Technology Co., Ltd.
      The Third Quarterly Report 2017
                October 2017
                                         Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
                                              I. Important Notice
The Board of Directors ,Supervisory Committee, all directors, supervisors and senior executives of the Company
hereby guarantees that there are no misstatement, misleading representation or important omissions in this report
and shall assume joint and several liability for the authenticity, accuracy and completeness of the contents hereof.
All of the directors presented the board meeting at which this Quarterly Report was examined.
Mr. Li Zhaoting, The Company leader, Mr.Huang Jinliang, Chief financial officer and the Mr.Gao Feipeng, the
person in charge of the accounting department (the person in charge of the accounting )declare: the financial
report carried in this report is authentic and completed
                                               Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
                                          II. Basic information about the company
I.Main financial data and financial index
Whether it has retroactive adjustment or re-statement on previous accounting data for accounting policy changed
and accounting error correction or not.
□ Yes   √ No
                                            As at the end of the                                        Changed (%)over end of
                                                                         As at the end of last year
                                              reporting period                                                   prev. year
Gross assets(RMB)                              48,694,131,849.40                 46,826,319,570.41                           3.99%
Net assets attributable to the
shareholders of the listed company               22,897,698,801.62                 22,216,300,365.86                           3.07%
(RMB)
                                                               Increase/decrease over Between beginning of
                                                                                                                Changed (%)over
                                          Reporting period     the same period of last the year to the end of
                                                                                                                 end of prev. year
                                                                    year(%)             the report period
Operating income(RMB)                    3,227,360,295.67                   133.93%       7,868,645,823.58                  84.64%
Net profit attributable to the
shareholders of the listed company          390,258,136.00                    52.52%        1,026,113,886.37                  27.97%
(RMB)
Net profit after deducting of
non-recurring gain/loss attributable to
                                            378,226,991.24                    138.86%         938,217,539.65                  51.76%
the shareholders of listed company
(RMB)
Cash flow generated by business
                                                 --                      --                   332,635,634.84                  -79.58%
operation, net(RMB)
Basic earning per share(RMB/Share)                     0.080                  33.33%                    0.210                  5.00%
Diluted gains per
                                                       0.080                  33.33%                    0.210                  5.00%
share(RMB/Share)(RMB/Share)
Weighted average income/asset ratio
                                                      1.72%                    0.21%                   4.51%                   -0.72%
(%)
Items and amount of non-current gains and losses
√ Applicable □ Not applicable
                                                                                                                               In RMB
                                                                      Amount (Year-beginning to
                                 Items                                                                            Notes
                                                                     the end of the report period.)
Non-current asset disposal gain/loss(including the write-off part
                                                                                        -36,971.00
for which assets impairment provision is made)
                                               Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Govemment subsidy recognized in current gain and
loss(excluding those closely related to the Company’s business              76,061,917.45
and granted under the state’s policies)
Gain from entrusted investment or assets management                          38,932,047.17
Gain/loss on loans obtained by entrusting others                              6,811,112.87
Other non-operating income and expenditure beside for the above
                                                                               -439,080.66
items
Less: Influenced amount of income tax                                        18,977,141.62
Amount of influence of minority interests(After tax)                       14,455,537.49
Total                                                                        87,896,346.72              --
For the Company’s non-recurring gain/loss items as defined in the Explanatory Announcement No.1 on
information disclosure for Companies Offering their Securities to the Public-Non-recurring Gains and Losses and
its non-recurring gain/loss items as illustrated in the Explanatory Announcement No.1 on information Disclosure
for Companies offering their securities to the public-non-recurring Gains and losses which have been defined as
recurring gains and losses, it is necessary to explain the reason.
□ Applicable√ Not applicable
None of Non-recurring gain /loss items recognized as recurring gain /loss/items as defined by the information
disclosure explanatory Announcement No.1- Non –recurring gain/loss in the report period.
                                              Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
II.Total Shareholders and Shares Held by Top Ten Shareholders at the End of the Reporting Period
1. About Total Common Shareholders, Total Preference Shareholders with the Voting Power Recovered
and the Shares Held by Top Ten Common Shareholders
                                                                                                                            In shares
                                                                                        Total preference shareholders with
Total number of common               405,506(Including 388047shareholders holding a
                                                                                        the voting power recovered at the
shareholders at the period-end       shares and 17459 shareholders holding B shares)
                                                                                        end of the reporting period(if any)
                                             Shares held by the top 10 shareholders
                                                        Share                    Amount of tradable          Pledging or freezing
                                   Properties of
       Shareholder name                               proportion   Quantity           shares with         Status of the
                                    shareholder                                                                           Quantity
                                                          %                      Conditional     held        shares
                                 Domestic Non
Tunghsu Group Co., Ltd.          -State-owned legal      11.32%    558,968,800            439,882,697 Pledge              553,962,697
                                 person
                                 Domestic Non
Shijiazhuang Baoshi Electronic
                                 -State-owned legal        6.73%   332,382,171                        0 Pledge            153,520,000
Group Co., Ltd.
                                 person
China Fund Management Co.,
Ltd.-Huaxia Bank-TTCO
Trust Co., Ltd.-TTCO Trust      Other                     3.51%   173,239,116
Co., Ltd.-Shunjing No.5
Single capital trust
Minsheng Royal Fund
Management Co., Ltd.-Ping An
Bank-Ping An Trust-Ping An       Other                     1.86%    91,642,280
Wealth* Huitai No.163 Single
Fund Trust
                                 Domestic Non
Qianhai Equity Investment
                                 -State-owned legal        1.74%    86,024,545
Fund(LP)
                                 person
Dongxu Optoelectronic
Technology Co., Ltd.-The        Other                     1.47%    72,639,296             72,639,296
Iphase of ESOP
Nuoan Fund-Xingye
Securities-Nanjing Shuangan     Other                     1.45%    71,494,714
Assets Management Co., Ltd.
                                 Domestic Non
Shenzhen Taianer Information
                                 -State-owned legal        1.39%    68,765,682                            Pledge           61,165,682
Technology Co., Ltd.
                                 person
Penghua Fund-Ningbo Bank        Other                     1.25%    61,987,758
                                               Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
-Daye Trust-Daye
TrustDongxu Optoelectronic
increase funds II Single fund
trust
STAS Asset Management-
Ningbo Bank-Minsheng Trust
-China Minsheng TrustZhixin
                                  Other                     1.25%      61,987,758
No.208 Dongxu Optoelectronic
increase collective fund trust
plan
                                  Shares held by the Top 10 Shareholders of Non-restricted shares
                                                          Number of the non-restricted shares               Share type
                   Shareholders’ Names
                                                                          held                      Share type        Quantity
                                                                                                 RMB Common
Shijiazhuang Baoshi Electronic Group Co., Ltd.                                    332,382,171                            332,382,171
                                                                                                 shares
China Fund Management Co., Ltd.-Huaxia Bank-
                                                                                                 RMB Common
TTCO Trust Co., Ltd.-TTCO Trust Co., Ltd.-                                      173,239,116                            173,239,116
                                                                                                 shares
Shunjing No.5 Single capital trust
                                                                                                 RMB Common
Tunghsu Group Co., Ltd.                                                           119,086,103                            119,086,103
                                                                                                 shares
Minsheng Royal Fund Management Co., Ltd.-Ping An
                                                                                                 RMB Common
Bank-Ping An Trust-Ping An Wealth* Huitai No.163                                    91,642,280                            91,642,280
                                                                                                 shares
Single Fund Trust
                                                                                                 RMB Common
Qianhai Equity Investment Fund(LP)                                                86,024,545                            86,024,545
                                                                                                 shares
Nuoan Fund-Xingye Securities-Nanjing Shuangan                                                  RMB Common
                                                                                    71,494,714                            71,494,714
Assets Management Co., Ltd.                                                                      shares
                                                                                                 RMB Common
Shenzhen Taianer Information Technology Co., Ltd.                                   68,765,682                            68,765,682
                                                                                                 shares
Penghua Fund-Ningbo Bank-Daye Trust-Daye
                                                                                                 RMB Common
TrustDongxu Optoelectronic increase funds II Single                                 61,987,758                            61,987,758
                                                                                                 shares
fund trust
STAS Asset Management-Ningbo Bank-Minsheng
                                                                                                 RMB Common
Trust-China Minsheng TrustZhixin No.208 Dongxu                                     61,987,758                            61,987,758
                                                                                                 shares
Optoelectronic increase collective fund trust plan
HuaAn Future Asset-ICBC-No.1 Asset Management                                                    RMB Common
                                                                                    49,877,765                            49,877,765
Plan of Dongxu Optoelectronic’s Private Placement                                               shares
                                                          Among the top ten shareholders holding non-restricted negotiable shares,
Explanation on shareholders participating in the margin
                                                          Tunghsu Group and Baoshi Group have relationship and constitute
trading business
                                                          persons taking concerted action. The Company does not know whether
                                                    Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
                                                            there is any relationship among the rest 8 ordinary shareholders or
                                                            between the rest eight top shareholders of unlimited-sale common stock
                                                            and the rest 8 ordinary shareholders, nor know whether they belong to the
                                                            persons acting in concert stipulated by \"Measures for the administration of
                                                            the takeover by listed companies\".
 Participation of top 10 unconditional common share
                                                            Not applicable
 shareholders in securities margin trading (if any)
 Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a
 buy-back agreement dealing in reporting period.
 □ Yes √ No
 The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company
 have no buy –back agreement dealing in reporting period.
 2.Total number of preferred shareholders and shareholding of top 10 preferred shareholders by the end of
 the report period
 □ Applicable √Not applicable
                                                           III Significant Events
 I. Major changes of main accounting statement items and financial indicators in the reporting period, as
 well as reasons for the changes
 √ Applicable □ Not applicable
                                                            Amount at the
                               Amount at the end of       beginning of period    Rate    of   change
No     Items in statements                                                                                      Reason for change
                                   period/ This period    /Same period of last   (%)
                                                                 year
                                                                                                         Mainly due to the expansion
1      Account receivable             2,815,556,458.91       1,652,714,640.77                    70.36
                                                                                                         of business scale and income
                                                                                                         Mainly due to the new
2      Advance payments               1,986,345,935.58         862,432,895.10                 130.32     prepaid payment and equity
                                                                                                         purchase
       Other         account                                                                             Mainly due to the increase in
3                                      319,700,792.58          186,071,085.24                    71.82
       receivable                                                                                        margin
4      Inventories                    3,706,559,024.47       2,688,967,436.27                    37.84   Mainly due to stocking
       Long term share                                                                                   Mainly due to the increase in
5                                       505,025,114.92          72,354,803.70                 597.98
       equity investment                                                                                 equity investment
                                                                                                         Mainly      due     to     the
       Construction       in
6                                     2,932,425,322.50       1,772,629,310.84                    65.43   construction of production
       progress
                                                                                                         line
                                          Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
                                                                                         Mainly due to the merger
7    Goodwill                  156,849,701.01         33,935,384.57            362.20
                                                                                         under the same control
                                                                                         Mainly due to the increase in
     Long-term prepaid
8                               18,712,963.05         11,756,506.76             59.17    the   use     of    patents   and
     expenses
                                                                                         housing renovation fees
9    Notes payable             263,884,722.25       393,136,676.05              -32.88   Mainly due to payment due
                                                                                         Mainly due to the increase in
10     Account payable        1,809,200,506.64     1,165,418,491.73             55.24
                                                                                         inventories
     Advances        from                                                                Mainly due to the increase in
11                             893,259,362.12       414,078,061.38             115.72
     customers                                                                           construction equipment
                                                                                         Mainly due to the votes and
12   Interest payable          238,293,444.92         81,610,513.91            191.99
                                                                                         corporate bonds
                                                                                         Mainly due to the increase in
13     Other payable           238,163,230.93        114,993,136.80            107.11
                                                                                         margin
                                                                                         Mainly due to the expansion
14   Business revenue         7,868,645,823.58     4,261,683,547.71             84.64    of business scale in the
                                                                                         current period
                                                                                         Mainly due to the increase in
15   Operating cost           5,937,363,039.53     2,883,454,282.36            105.91    operating costs due to the
                                                                                         increase in operating costs
                                                                                         Mainly due to the increase in
     Business taxes and
16                              58,051,137.61         25,082,445.26            131.44    operating income due to the
     surcharges
                                                                                         increase in tax revenue
                                                                                         Mainly due to the current
17   Financial expenses        411,695,344.38       189,141,367.36             117.67    corporate bonds and interest
                                                                                         accrued
                                                                                         Mainly due to the equity
                                                                                         method of accounting for
18   Investment income          21,302,358.40            -29,947.57          71,232.18
                                                                                         investment         income     and
                                                                                         financial benefits
                                                                                         Mainly        due      to     the
     Non-operating
19                              76,654,784.57       196,230,891.80              -60.94   reclassification      of      new
     income
                                                                                         government subsidies
     Income             tax                                                              Mainly due to the increase in
20                             274,936,572.22       131,886,161.05             108.47
     expense                                                                             the scale of business profits
                                          Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
II. The progress of significant events and influence, as well as the analysis and explanation on resolving
proposal.
√Applicable □Not applicable
  (I) The Phase II Employee Stock Ownership Plan of the company
   The Company held the 19th meeting of the 8th Board of Directors and the 5th extraordinary shareholders' general
meeting respectively on July 30, 2017 and on August 15, 2017, examined and approved the Proposal about the
Phase II Employee Stock Ownership Plan (draft) of Dongxu Optoelectronic Technology Co., Ltd and its Summary.
On September 5, 2017, the Collective Fund Trust Plan of Zhonghai Trust-Dongxu Optoelectronics ESOP was set up.
As of the date of this report, the company's Phase II ESOP has not yet bought the company's stock due to the factors
such as the company's third quarterly report disclosure window period.
    The company's Phase II ESOP planned to complete the purchase of the company's stock in the secondary
market within the valid period.
(II) The matter of the Company's share issuance and paying cash to purchase the assets and raise the matching funds
namely the related transaction
    On August 24, 2017, the company received the notice from the CSRC that the Company's share issuance and
paying cash to purchase the assets and raise the matching funds namely the related transaction matter was
conditionally approved by CSRC through the forty-ninth merger and reorganization committee work conference
held on August 24, 2017 by CSRC's Audit Committee of Mergers and Reorganization of listed companies.
The Company will complete the issuance of shares to buy assets and raise the matching funds and complete the
registration, listing of new shares and other related work as soon as possible after receiving the approval document
from the China Securities Regulatory Commission.
                                                                  Description of the website for disclosing provisional
   Overview of material matters         Date of disclosing
                                                                                     announcement
                                                              China securities Journal, Hongkong Commercial Daily,
The restructuring project was
                                  August 24,2017              Secutities Daily , Secutities Times, Shanghai Securities
reviewed and approved
                                                              News and http://www.cninfo.com.cn.
The Phase II employee stock                                   China securities Journal, Hongkong Commercial Daily,
ownership plan was reviewed and   August 16,2017              Secutities Daily , Secutities Times, Shanghai Securities
approved                                                      News and http://www.cninfo.com.cn.
III. Commitments finished in implementation by the Company, shareholders, actual controller, acquirer,
directors, supervisors, senior executives or other related parties in the reporting period and commitments
unfinished in implementation at the end of the reporting period
□ Applicable √ Not applicable
The company has no commitments completed in period and those without completed till lend of the period from
actual controller, shareholders, related parties, purchaser and companies.
                                                 Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
IV.Prediction of Business performance for 2017
Estimation of accumulative net profit from the beginning of the year to the end of next report period to be loss
 probably or the warning of its material change compared with the corresponding period of the last year and
 explanation of reason.
□ Applicable √ Not applicable
III. Commitments finished in implementation by the Company, shareholders, actual controller, acquirer,
directors, supervisors, senior executives or other related parties in the reporting period and commitments
unfinished in implementation at the end of the reporting period
□ Applicable √ Not applicable
The company has no commitments completed in period and those without completed till lend of the period from
actual controller, shareholders, related parties, purchaser and companies.
IV.Prediction of Business performance for January- June 2017
Estimation of accumulative net profit from the beginning of the year to the end of next report period to be loss
 probably or the warning of its material change compared with the corresponding period of the last year and
 explanation of reason.
□ Applicable √ Not applicable
V. Investment in securities
□ Applicable √ Not applicable
No securities investment in period.
VI. Investments in derivatives
□ Applicable √ Not applicable
There is no derivative investment during the report period.
VII. The registration form of acceptance of investigation, communication and interview in the report
period for future reference
√Applicable □Not applicable
       Reception time                 Way of reception            Types of visitors                Basic index
                                                                                      Shenzhen     Stock    Exchange   site
September 19,2017               Field research              Organization
                                                                                      interactive company zone
From January 1,2017 to
                                By Phone                    Individual                Nil
September 30,2017
                                         Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
VIII. Outward Guarantee against the Regulations
□ Applicable √ Not applicable
The Company had no guarantee outside against the regulation in the reporting period.
IX. Non-operational Occupancy of the Company’s Capital by the Controlling Shareholder and its Related
Parties
□ Applicable √ Not applicable
The Company had no non-operational fund occupation from controlling shareholders and its related party.
X.Implementation of the social Responsibility of taking targeted measures to alleviate poverty in light of
local Conditions.
The third Quarter poverty relieving summary
In December 2016, the company, for promoting the original old liberated area culture of “Jinsui revolutionary
base area” in Shanxi and the sustainable development of the educational business as well as inheriting the spirit of
arduous struggle for the nation and people of the older generation of revolutionaries, entered into the Donation
Agreement with Shanxi Jinsui Culture and Education Development Foundation (hereinafter referred to as “Jinsui
Foundation”), under which, the company would donate 3 million yuan to Shanxi Jinsui Culture and Education
Development Foundation freely from the its own fund. The donation money is mainly used for the financing of the
outstanding students of the poor families in the old liberated areas, the establishment of the Jinsui base information
database, the landscaping project of Memorial Cemetery of Jinsui Martyrs, the relocated burial of the revolutionary
martyrs, etc.
     During the reporting period, the Company actively followed up and supervised the use of donation funds for
poverty alleviation. From August 17, 2017 to August 19,2017, the company and the Jin Sui Cultural and
Educational Development Foundation together carried out the sunshine activities to aid students in Xing county
and Shilou County in Shanxi province, and each of the 207 outstanding students of the poor families selected by
Jin Sui Cultural and Educational Development Foundation was granted RMB 5,000 of tuition aid and inspirational
scholarship, thus to ensure that they enter school smoothly and finish their studies better.
                                                Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
                                                   IV. Financial Statement
I. Financial statement
1. Consolidated balance sheet
Prepared by:Dongxu Optoelectronic Technology Co., Ltd.
                                                      September 30,2017
                                                                                                                   In RMB
                     Items                               At the end of term                    Beginning of term
               Current asset:
Cash and bank balances                                                23,079,862,862.63                 26,056,117,216.86
             Settlement provision
Outgoing call loan
Financial assets at fair value through profit
or loss
     Derivative financial assets
Notes receivable                                                          71,683,462.88                     55,340,287.95
 Account receivable                                                    2,815,556,458.91                   1,652,714,640.77
Advance payments                                                       1,986,345,935.58                    862,432,895.10
 Insurance receivable
Reinsurance receivable
Provisions of Reinsurance contracts
receivable
  Interest receivable                                                     57,672,005.02
  Dividend receivable
 Other account receivable                                                319,700,792.58                    186,071,085.24
Securities purchased under agreements to
resell
 Inventories                                                           3,706,559,024.47                   2,688,967,436.27
Held-for-sale assets                                                          3,855,435.58
Current portion of non-current assets
  Other current asset                                                  2,736,060,201.76                   3,203,453,317.38
Total of current assets                                               34,777,296,179.41                 34,705,096,879.57
                                              Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Non-current assets:
Loans and advances
Available-for-sale financial assets                                   100,000,056.00
Held-to-maturity investments
 Long-term receivable
 Long term share equity investment                                    505,025,114.92                      72,354,803.70
 Property investment                                                   58,536,591.26
  Fixed assets                                                      8,994,418,300.94                   8,952,341,070.47
  Construction in progress                                          2,932,425,322.50                   1,772,629,310.84
Engineering material                                                                                         304,468.05
Fixed assets pending for disposal
Productive biological assets
 Gas & petrol
 Intangible assets                                                    570,204,643.02                     578,194,545.68
Research and Development Expenditures                                   1,941,747.58
 Goodwill                                                             156,849,701.01                      33,935,384.57
Long-term prepaid expenses                                             18,712,963.05                      11,756,506.76
Deferred income tax                                                   298,097,383.05                     312,555,500.36
 Other non-current asset                                              280,623,846.66                     387,151,100.41
Total of non-current assets                                        13,916,835,669.99                  12,121,222,690.84
Total of assets                                                    48,694,131,849.40                  46,826,319,570.41
Current liabilities
Short-term bank loan facilities                                     4,312,646,994.13                   4,940,816,200.13
Borrowings from central bank
Deposits and placements from other
financial institutions
Placement from banks and other financial
institution
Financial liabilities at fair value through
profit and loss
     Derivative financial liabilities
Notes payable                                                         263,884,722.25                     393,136,676.05
  Account payable                                                   1,809,200,506.64                   1,165,418,491.73
Advances from customers                                               893,259,362.12                     414,078,061.38
Securities sold under agreement to
                                             Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
repurchase
Fees and commissions payable
Payroll payable                                                       52,482,311.04                      42,851,392.30
Taxes and surcharges payable                                         161,680,655.31                     224,310,530.71
 Interest payable                                                    238,293,444.92                      81,610,513.91
 Dividend payable                                                                                        30,000,000.00
  Other payable                                                      238,163,230.93                     114,993,136.80
Reinsurance amounts payable
Provision of insurance contract
Securities brokering
Securities underwriting
Held-for-sale liabilities
Current portion of non-current liabilities                         3,423,604,976.66                   1,618,589,512.42
Other current liability                                              114,871,967.23                      85,535,473.05
Total of current liability                                        11,508,088,171.23                   9,111,339,988.48
Non-current liabilities:
Long-term bank loan facilities                                     5,162,408,014.76                   6,596,159,000.00
 Bond payable                                                      5,662,824,850.40                   5,653,912,494.73
  Including:preferred stock
Perpetual capital securities
  Long-term payable                                                1,281,298,458.50                   1,514,308,568.67
Long-term employee benefits payable
Grants payable
Provisions                                                             1,805,878.96
     Deferred income                                                 346,910,934.93                     380,949,662.27
Deferred tax liabilities                                               1,365,292.88                         413,257.79
Other non-current liabilities                                        500,000,000.00                     500,000,000.00
Total non-current liabilities                                     12,956,613,430.43                  14,645,742,983.46
Total of liability                                                24,464,701,601.66                  23,757,082,971.94
Equity
          Share capital                                            4,939,928,983.00                   4,939,928,983.00
      Other equity instrument
  Including:preferred stock
Perpetual capital securities
                                                Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Reserves                                                             15,208,155,424.07                       15,207,210,810.89
Less: treasury shares                                                        4,422,320.00                         4,422,320.00
Other comprehensive income                                                    134,965.02
Specialized reserve
  Surplus reserves                                                      188,044,070.48                          188,044,070.48
General risk reserve
Retained earnings                                                     2,565,857,679.05                        1,885,538,821.49
Equity contributable to parent company                               22,897,698,801.62                       22,216,300,365.86
Minority interests                                                    1,331,731,446.12                          852,936,232.61
Total equity                                                         24,229,430,247.74                       23,069,236,598.47
Total liabilities and equity                                         48,694,131,849.40                       46,826,319,570.41
Legal Representative: Li Zhaoting Person in charge of accounting:Huang Jinliang       Accounting Dept Leader: Gao Feipeng
2.Parent Company Balance Sheet
                                                                                                                          In RMB
                       Items                              Year-end balance                       Year-beginning balance
Current asset:
Cash and bank balances                                               11,659,216,378.49                       16,951,756,537.76
Financial assets at fair value through profit
or loss
Derivative financial assets
Notes receivable                                                              350,000.00                            946,400.00
 Account receivable                                                      15,151,857.89                           19,896,753.26
Advance payments                                                         14,806,320.95                            4,280,852.37
  Interest receivable                                                    52,920,132.78
  Dividend receivable                                                                                           570,000,000.00
Other receivable                                                      5,947,624,193.36                        4,925,419,456.78
  Inventories                                                           473,080,152.32                          500,254,494.97
Held-for-sale assets
Current portion of non-current assets
Other current asset                                                   1,498,915,249.58                        2,000,019,211.84
Total of current assets                                              19,662,064,285.37                       24,972,573,706.98
Non-current assets:
Available-for-sale financial assets                                     100,000,056.00
                                              Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Held-to-maturity investments
 Long-term receivable
 Long term share equity investment                                 15,720,785,409.61                  11,373,791,986.49
 Property investment
  Fixed assets                                                         45,734,411.57                      49,516,721.87
  Construction in progress
Engineering material
Fixed assets pending for disposal
Productive biological assets
 Gas & petrol
Intangible assets                                                       9,700,844.48                       9,951,171.11
Research and Development Expenditures
 Goodwill
Long-term prepaid expenses
Deferred income tax                                                      337,853.35                        3,712,603.85
 Other non-current asset                                                1,381,400.00
Total of non-current assets                                        15,877,939,975.01                  11,436,972,483.32
Total of assets                                                    35,540,004,260.38                  36,409,546,190.30
Current liabilities
Short-term bank loan facilities                                     2,610,000,000.00                   3,242,500,000.00
Financial liabilities at fair value through
profit and loss
  Derivative financial liabilities
Notes payable                                                                                            159,820,750.00
  Account payable                                                     142,761,263.96                     147,012,816.26
Advances from customers                                                 1,811,587.90                          10,587.90
Payroll payable                                                         4,502,801.44                       3,700,741.68
 Tax payable                                                           26,830,702.78                      20,970,299.00
 Interest payable                                                     228,548,854.70                      72,569,720.24
 Dividend payable
  Other payable                                                     2,384,725,301.05                   2,889,692,312.04
Held-for-sale liabilities
Current portion of non-current liabilities                          2,077,233,333.36                     400,005,000.00
Other current liability
                                        Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Total of current liability                                     7,476,413,845.19                     6,936,282,227.12
Non-current liabilities:
Long-term bank loan facilities                                 2,110,383,333.28                     2,887,600,000.00
 Bond payable                                                  5,662,824,850.40                     5,653,912,494.73
Including:preferred stock
Perpetual capital securities
  Long-term payable
  Long-term employee benefits payable
     Grants payable
Provisions
Deferred income
Deferred income tax
  Other non-current liabilities
Total of Non-current liabilities                               7,773,208,183.68                     8,541,512,494.73
Total of liability                                            15,249,622,028.87                    15,477,794,721.85
Equity
         Share capital                                         4,939,928,983.00                     4,939,928,983.00
Other equity instrument
Including:preferred stock
Perpetual capital securities
Reserves                                                      15,131,386,936.27                    15,130,191,736.27
Less: treasury shares                                                 4,422,320.00                      4,422,320.00
Other comprehensive income
Specialized reserve
Surplus reserves                                                    169,054,846.15                    169,054,846.15
Retained earnings                                                    54,433,786.09                    696,998,223.03
Total equity                                                  20,290,382,231.51                    20,931,751,468.45
Total liabilities and equity                                  35,540,004,260.38                    36,409,546,190.30
3.Consolidated Income statement of the Report period
                                                                                                             In RMB
                     Items                  Amount in this period                    Amount in last period
I. Revenue                                                 3,227,360,295.67                         1,379,624,393.30
                                          Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Including: business revenue                                 3,227,360,295.67                       1,379,624,393.30
Interest income
Premiums earned
Fees and commissions income
II. Total operating cost                                    2,840,978,059.52                       1,152,908,242.41
Including: Cost of sales                                    2,598,487,889.63                         945,144,638.71
Interest expense
Fees and commissions expense
Cash surrender amount
Net expenses of claim settlement
  Net provisions for insurance contract
reserves
Policy dividend expenses
Reinsurance expenses
Business taxes and surcharges                                  12,886,043.09                           4,640,717.38
  Selling expenses                                             22,296,940.65                          16,830,747.06
Administrative expense                                        115,027,941.33                          89,405,271.71
Financial expenses                                             93,741,122.98                          94,701,974.75
     Impairment loss on assets                                 -1,461,878.16                           2,184,892.80
Add: Gain from fair-value
changes(“-“for loss)
Investment income(“-“for loss)                               14,625,434.19                            -111,705.88
Including: investment income from
                                                               -2,123,195.94                            -111,705.88
associates and joint ventures
Gain on foreign exchange(“-“for loss)
    Other income                                          104,939,239.00
III. Operating profit(“-”for loss)                        505,946,909.34                         226,604,445.01
Add:Non-operating income                                       10,584,897.05                          92,721,612.12
Including:Gains from disposal of
non-current assets
     Less:Non business expenses                                 618,747.35                              233,375.42
    Incl:Loss from disposal of
                                                                    6,433.86                                105.00
non-current assets
IV. Profit before tax(“-“for loss)                          515,913,059.04                         319,092,681.71
                                             Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Less: Income tax expense                                          95,505,900.99                          41,602,559.54
V. Net profit (“-“for net loss)                                420,407,158.05                         277,490,122.17
Net profit attributable to the owners of
                                                                 390,258,136.00                         255,873,197.91
parent company
Minority interests                                                30,149,022.05                          21,616,924.26
VI. Other comprehensive income after
                                                                    136,333.95
tax
Net of profit of other comprehensive
income attributable to owners of the                                136,333.95
parent company
(I)Other comprehensive income items
that will not be reclassified into
gains/losses in the subsequent
accounting period
1.Re-measurement of defined benefit pl
ans of changes in net debt or net assets
2.Other comprehensive income under th
e equity method investee can not be recl
assified into profit or loss.
(II)
Other comprehensive income that will b                              136,333.95
e reclassified into profit or loss.
1.Other comprehensive income under th
e equity method investee can be reclassi
fied into profit or loss.
2.Gains and losses from changes in fair
value available for sale financial assets
3.Held-to-maturity investments reclassif
ied to gains and losses of available for s
ale financial assets
4.The effective portion of cash flow hed
ges and losses
5.Translation differences in currency fin
                                                                    136,333.95
ancial statements
6.Other
Net
after-tax of other comprehensive incom
e attributable to Minority shareholders’
                                          Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
equity
VII. Total comprehensive income                                420,543,492.00                          277,490,122.17
Total comprehensive income
attributable to the owner of the parent                        390,394,469.95                          255,873,197.91
company
 Total comprehensive income
                                                                30,149,022.05                           21,616,924.26
attributable minority shareholders
VIII. Earnings per share
(I)Basic earnings per share                                              0.080                               0.060
 (II)Diluted earnings per share                                            0.080                               0.060
Legal Representative: Li Zhaoting Person in charge of accounting:Huang Jinliang          Accounting Dept Leader:
Gao Feipeng
4.Income statement of the Parent Company of the Report period
                                                                                                              In RMB
                   Items                      Amount in this period                   Amount in last period
I.Revenue                                                       17,030,588.98                           95,273,058.88
  Less:Business cost                                           10,251,594.76                           57,140,094.60
Business tax and surcharge                                       1,248,209.02
  Selling expenses
 Administrative expense                                         13,048,365.78                           19,838,850.46
    Financial expenses                                          39,272,333.52                           50,705,333.55
    Impairment loss on assets                                         500,988.07
Add: Gain from fair-value
changes(“-“for loss)
Investment income(“-“for loss)                                14,624,681.78                             -111,705.88
Including: investment income from
                                                                -2,123,948.35                             -111,705.88
associates and joint ventures
         Other income
II. Operational profit(“-”for loss)                        -32,666,220.39                          -32,522,925.61
Add:Non-operating income                                                 505.00                          1,090,760.52
Including:Gains from disposal of
non-current assets
Less:Non-operating expenses
Incl:Loss from disposal of non-current
                                             Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
assets
III. Profit before tax(“-“for loss)                            -32,665,715.39                         -31,432,165.09
Less: Income tax expense
IV. Net profit (“-“for net loss)                               -32,665,715.39                         -31,432,165.09
V.Net of profit of other comprehensive i
ncome
  (I)Other comprehensive income
items that will not be reclassified into
gains/losses in the subsequent
accounting period
1.Re-measurement of defined benefit pl
ans of changes in net debt or net assets
2.Other comprehensive income under th
e equity method investee can not be recl
assified into profit or loss.
(II)
Other comprehensive income that will b
e reclassified into profit or loss.
1.Other comprehensive income under th
e equity method investee can be reclassi
fied into profit or loss.
2.Gains and losses from changes in fair
value available for sale financial assets
3.Held-to-maturity investments reclassif
ied to gains and losses of available for s
ale financial assets
4.The effective portion of cash flow hed
ges and losses
5.Translation differences in currency fin
ancial statements
              6.Other
VI. Total comprehensive income                                   -32,665,715.39                         -31,432,165.09
VII. Earnings per share:
(I)Basic earnings per share
 (II)Diluted earnings per share
                                           Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
5. Consolidated income statement between the beginning of the year and end of the report period
                    Items                      Amount in this period                   Amount in last period
I.Revenue                                                     7,868,645,823.58                        4,261,683,547.71
Including:Operating income                                   7,868,645,823.58                        4,261,683,547.71
         Interest income
          Insurance gained
Commission charge and commission
income
II. Total operating cost                                      6,765,980,153.47                        3,477,937,920.11
Including:Operating cost                                     5,937,363,039.53                        2,883,454,282.36
Interest expense
Commission chare and commission
expense
Insurance discharge payment
               Net claim amount paid
Insurance policy dividend paid
Insurance policy dividend paid
  Reinsurance expenses
Business tax and surcharge                                       58,051,137.61                           25,082,445.26
  Selling expenses                                               51,381,175.80                           48,408,463.62
Administrative expense                                          308,743,096.29                          326,111,536.56
Financial expenses                                              411,695,344.38                          189,141,367.36
Asset impairment loss                                            -1,253,640.14                            5,739,824.95
Add:Gains from change of fir value
(“-”for loss)
Investment gain(“-”for loss)                                 21,302,358.40                                 -29,947.57
Incl: investment gains from affiliates                          -17,629,688.77                                 -29,947.57
Gains from currency exchange(“-”for
loss)
              Other income                                      191,619,239.00
III. Operational profit(“-”for loss)                      1,315,587,267.51                          783,715,680.03
Add:Non-business income                                         76,654,784.57                          196,230,891.80
Incl:Gains from disposal of non-current
assets
                                                  Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
      Less:Non business expenses                                       1,068,918.78                             245,864.76
Incl:Loss from disposal of non-current
                                                                           36,971.00                               4,535.74
assets
IV.Total profit(“-”for loss)                                      1,391,173,133.30                         979,700,707.07
 Less:Income tax expenses                                            274,936,572.22                         131,886,161.05
V. Net profit(“-”for net loss)                                  1,116,236,561.08                         847,814,546.02
Net profit attributable to the owners of
                                                                    1,026,113,886.37                         801,836,908.63
parent company
  Minority shareholders’ equity                                       90,122,674.71                          45,977,637.39
VI. Net after-tax of Other
                                                                         134,965.02
comprehensive income
Net                                   after-tax
of other comprehensive income attribut                                   134,965.02
able to owners of the parent company.
(I)Other comprehensive income items
that will not be reclassified into
gains/losses in the subsequent
accounting period
1.Re-measurement of defined benefit pl
ans of changes in net debt or net assets
2.Other comprehensive income under th
e equity method investee can not be recl
assified into profit or loss.
(II)
Other comprehensive income that will b                                   134,965.02
e reclassified into profit or loss.
1.Other comprehensive income under th
e equity method investee can be reclassi
fied into profit or loss.
2.Gains and losses from changes in fair
value available for sale financial assets
3.Held-to-maturity investments reclassif
ied to gains and losses of available for s
ale financial assets
4.The effective portion of cash flow hed
ges and losses
5.Translation differences in currency fin
                                                                         134,965.02
ancial statements
                                            Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
6.Other
Net
after-tax of other comprehensive incom
e attributable to Minority shareholders’
equity
VII. Total comprehensive income                                1,116,371,526.10                          847,814,546.02
Total comprehensive income
attributable to the owner of the parent                        1,026,248,851.39                          801,836,908.63
company
 Total comprehensive income
                                                                  90,122,674.71                           45,977,637.39
attributable minority shareholders
VIII. Earnings per share
(I)Basic earnings per share                                                0.210                                    0.20
 (II)Diluted earnings per share                                              0.210                                    0.20
The current business combination under common control, the net profits of the combined party before achieved ne
t profit of RMB 0, last period the combined party realized RMB 0.
6.Income Statement of the Parent Between the Beginning of the Year and End of the Report Period
                                                                                                                   In RMB
                    Items                       Amount in this period                   Amount in last period
I.Revenue                                                         55,628,270.16                          479,120,880.32
Less:Business cost                                               38,343,858.04                          293,280,979.66
Business tax and surcharge                                         4,833,522.28                                 521,358.24
  Selling expenses                                                                                              684,247.25
Administrative expense                                            35,867,422.34                           47,190,288.66
Financial expenses                                               291,064,184.00                          126,132,260.22
Asset impairment loss                                                   221,249.92                              230,615.03
Add:Gains from change of fir value
(“-”for loss)
Investment gain(“-”for loss)                                  21,300,415.79                                 -29,947.57
Incl: investment gains from affiliates                           -17,631,631.38                                 -29,947.57
      Other income
II. Operational profit                                          -293,401,550.63                           11,051,183.69
Add:Non-business income                                                  6,893.00                         1,142,016.45
Incl:Gains from disposal of non-current
assets
                                             Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Less:Non business expenses
Incl:Loss from disposal of non-current
assets
III.Total profit                                                -293,394,657.63                          12,193,200.14
Less:Income tax expenses                                          3,374,750.50                           6,546,013.74
IV. Net profit                                                  -296,769,408.13                           5,647,186.40
V. Net after-tax of Other comprehensive
 income
(I)Other comprehensive income items
that will not be reclassified into
gains/losses       in   the     subsequent
accounting period
1.Re-measurement of defined benefit pl
ans of changes in net debt or net assets
2.Other comprehensive income under th
e equity method investee can not be recl
assified into profit or loss.
(II)
Other comprehensive income that will b
e reclassified into profit or loss.
1.Other comprehensive income under th
e equity method investee can be reclassi
fied into profit or loss.
2.Gains and losses from changes in fair
value available for sale financial assets
3.Held-to-maturity investments reclassif
ied to gains and losses of available for s
ale financial assets
4.The effective portion of cash flow hed
ges and losses
5.Translation differences in currency fin
ancial statements
6.Other
VI.Total comprehensive income                                   -296,769,408.13                           5,647,186.40
VII.Earnings per share
(I)Basic earnings per share
(II)Diluted earnings per share
                                            Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
7. Consolidated Cash Flow Statement Between the Beginning of the Year and End of the Report Period
                                                                                                                In RMB
                  Items                         Amount in this period                   Amount in last period
I.Cash flows from operating activities
Cash received from sales of goods or
                                                               7,913,961,377.82                        4,942,989,805.57
rending of services
  Net increase of customer deposits
and capital kept for brother company
Net increase of loans from central bank
Net increase of inter-bank loans from
other financial bodies
Cash received against original insurance
contract
Net cash received from reinsurance
business
Net increase of client deposit and
investment
Net increase of the financial assets that
are measured at fair value and whose
movement is counted to the current gain
and loss
Cash received as interest, processing fee
and commission
Net increase of inter-bank fund received
Net increase of repurchasing business
   Tax returned                                                  298,618,513.71                          237,437,874.03
Other cash received from business
                                                               1,165,187,495.09                          160,137,838.12
operation
   Sub-total of cash inflow                                    9,377,767,386.62                        5,340,565,517.72
Cash paid for purchasing of
                                                               6,928,907,180.99                        2,439,731,746.83
merchandise and services
Net increase of client trade and advance
Net increase of savings n central bank
and brother company
Cash paid for original contract claim
 Cash paid for interest, processing fee
and commission
                                             Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
 Cash paid for policy dividend
Cash paid to staffs or paid for staffs                           386,961,287.60                         377,797,662.45
 Taxes paid                                                      757,077,217.86                         438,787,541.72
Other cash paid for business activities                          972,186,065.33                         454,898,471.60
Sub-total of cash outflow from business
                                                               9,045,131,751.78                       3,711,215,422.60
  activities
Cash flow generated by business
                                                                 332,635,634.84                       1,629,350,095.12
operation, net
II.Cash flow generated by investing
Cash received from investment
                                                               7,619,999,000.00
retrieving
Cash received as investment gains                                 36,722,122.05
Net cash retrieved from disposal of
fixed assets, intangible assets, and other
long-term assets
Net cash received from disposal of
subsidiaries or other operational units
Other investment-related cash received                              190,962.49                            6,120,000.00
Sub-total of cash inflow due to
                                                               7,656,912,084.54                           6,120,000.00
investment activities
Cash paid for construction of fixed
     assets, intangible assets and other                       1,702,772,272.62                         430,192,703.84
     long-term assets
Cash paid as investment                                        7,870,751,027.51                         299,846,640.00
Net increase of loan against pledge
Net cash received from subsidiaries and
                                                                  27,029,498.90                           7,619,727.41
other operational units
Other cash paid for investment
                                                                 170,000,000.00
activities
Sub-total of cash outflow due to
                                                               9,770,552,799.03                         737,659,071.25
investment activities
Net cash flow generated by investment                         -2,113,640,714.49                        -731,539,071.25
III.Cash flow generated by financing
Cash received as investment                                      368,016,041.50                       7,077,999,994.53
Incl: Cash received as investment from
                                                                 368,016,041.50                         156,000,000.00
minor shareholders
Cash received as loans                                         4,141,342,914.00                       4,947,767,840.00
                                           Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Cash received from bond placing
Other financing –related ash received                          481,508,116.32                        1,873,001,981.91
Sub-total of cash inflow from financing
                                                              4,990,867,071.82                       13,898,769,816.44
activities
Cash to repay debts                                           4,279,129,971.88                        3,852,501,400.00
Cash paid as dividend, profit, or
                                                              1,051,568,859.99                          873,511,708.17
interests
Incl: Dividend and profit paid by
                                                                 30,000,000.00                           20,000,000.00
subsidiaries to minor shareholders
Other cash paid for financing activities                        493,432,737.76                          211,932,472.30
Sub-total of cash outflow due to
                                                              5,824,131,569.63                        4,937,945,580.47
financing activities
Net cash flow generated by financing                           -833,264,497.81                        8,960,824,235.97
IV. Influence of exchange rate
                                                                 -5,059,492.25                            5,994,616.53
alternation on cash and cash equivalents
V.Net increase of cash and cash
                                                             -2,619,329,069.71                        9,864,629,876.37
equivalents
Add: balance of cash and cash
                                                             25,037,335,091.60                       11,964,769,404.73
equivalents at the beginning of term
VI ..Balance of cash and cash
                                                             22,418,006,021.89                       21,829,399,281.10
equivalents at the end of term
8. Cash Flow Statement of the Parent Between the Beginning of the Year and End of the Report Period
                                                                                                               In RMB
                  Items                        Amount in this period                   Amount in last period
I.Cash flows from operating activities
Cash received from sales of goods or
                                                                 62,187,688.55                          542,513,717.67
rending of services
Tax returned                                                                                              1,170,987.52
Other cash received from business
                                                              7,556,107,048.49                          200,000,000.00
operation
Sub-total of cash inflow                                      7,618,294,737.04                          743,684,705.19
Cash paid for purchasing of
                                                                173,174,099.99                          523,615,425.75
merchandise and services
Cash paid to staffs or paid for staffs                           11,623,310.41                           12,738,597.08
Taxes paid                                                       13,066,407.94                           15,235,441.04
                                             Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
Other cash paid for business activities                        8,920,483,257.03                         659,361,568.31
Sub-total of cash outflow from business
                                                               9,118,347,075.37                       1,210,951,032.18
  activities
Cash flow generated by business
                                                              -1,500,052,338.33                        -467,266,326.99
operation, net
II.Cash flow generated by investing
Cash received from investment
                                                               7,619,999,000.00
retrieving
Cash received as investment gains                                608,932,047.17
Net cash retrieved from disposal of
fixed assets, intangible assets, and other
long-term assets
Net cash received from disposal of
subsidiaries or other operational units
Other investment-related cash received                                                                    6,120,000.00
 Sub-total of cash inflow due to
                                                               8,228,931,047.17                           6,120,000.00
investment activities
Cash paid for construction of fixed
     assets, intangible assets                                                                                7,800.00
and other long-term assets
     Cash paid as investment                                  11,684,624,110.50                       1,448,701,140.00
Net cash received from subsidiaries and
other operational units
Other cash paid for investment
                                                                 170,000,000.00
activities
Sub-total of cash outflow due to
                                                              11,854,624,110.50                       1,448,708,940.00
investment activities
Net cash flow generated by investment                         -3,625,693,063.33                       -1,442,588,940.00
III.Cash flow generated by financing
  Cash received as investment                                                                         6,921,999,994.53
     Cash received as loans                                    2,666,666,666.66                       3,662,700,000.00
 Cash received from bond placing
Other financing –related ash received                           312,673,897.76                          70,281,601.36
 Sub-total of cash inflow from
                                                               2,979,340,564.42                      10,654,981,595.89
financing activities
  Cash to repay debts                                          2,397,150,000.02                       2,170,050,000.00
Cash paid as dividend, profit, or                                720,739,699.15                         523,948,760.90
                                           Dongxu Optoelectronic Technology Co., Ltd. The Third Quarterly Report 2017
interests
Other cash paid for financing activities                        28,679,113.18                         245,087,948.72
 Sub-total of cash outflow due to
                                                             3,146,568,812.35                       2,939,086,709.62
financing activities
Net cash flow generated by financing                          -167,228,247.93                       7,715,894,886.27
IV. Influence of exchange rate
                                                                  433,490.32
alternation on cash and cash equivalents
V.Net increase of cash and cash
                                                            -5,292,540,159.27                       5,806,039,619.28
equivalents
Add: balance of cash and cash
                                                            16,951,756,537.76                       9,835,157,652.41
equivalents at the beginning of term
VI ..Balance of cash and cash
                                                            11,659,216,378.49                      15,641,197,271.69
equivalents at the end of term
II. Auditor‘s report
Whether the Q3 report is audited
□ Yes √ No
The Q3 Report is not audited.
                                                          Dongxu Optoelectronic Technology Co., Ltd.
                                                             Board Chairman: Li Zhaoting
                                               Issue day approved by the Board of Directors:October 30,2017

  附件:公告原文
返回页顶