Report for the Third Quarter of 2015 of Foshan Electrical and Lighting Co., Ltd.
FOSHAN ELECTRICAL AND LIGHTING CO., LTD.
Report for the Third Quarter of 2015
October 2015
Report for the Third Quarter of 2015 of Foshan Electrical and Lighting Co., Ltd.
Section I. Important Reminders
The Board of Directors, the Supervisory Committee as well as all directors, supervisors and senior
management staff of Foshan Electrical and Lighting Co., Ltd. (hereinafter referred to as “the
Company”) warrant that this report is factual, accurate and complete without any false record,
misleading statement or material omission. And they shall be jointly and severally liable for that.
All directors attended the board session for reviewing this report.
Pan Jie, company principal & chief of the accounting work, and Yin Jianchun, chief of the
accounting organ (chief of accounting), hereby confirm that the Financial Statements enclosed in
this report are factual, accurate and complete.
This report is prepared in both Chinese and English. Should there be any discrepancy between the
two versions, the Chinese version shall prevail.
Report for the Third Quarter of 2015 of Foshan Electrical and Lighting Co., Ltd.
Section II. Financial Highlights & Change of Shareholders
I. Major accounting data and financial indexes
Does the Company adjust retrospectively or restate accounting data of previous years due to change of the
accounting policy or correction of any accounting error?
□ Yes √ No
30 Sept. 2015 31 Dec. 2014 Increase/decrease (%)
Total assets (RMB Yuan) 5,531,565,504.80 3,736,704,336.40 48.03%
Net assets attributable to
shareholders of the Company 4,565,039,287.43 3,044,585,720.58 49.94%
(RMB Yuan)
YoY increase/decrease YoY increase/decrease
Jul.-Sept. 2015 Jan.-Sept. 2015
(%) (%)
Operating revenues (RMB Yuan) 708,115,195.93 -12.91% 2,232,477,982.42 -5.25%
Net profit attributable to
shareholders of the Company -26,823,845.62 -123.99% 73,434,913.69 -75.58%
(RMB Yuan)
Net profit attributable to
shareholders of the Company after
37,030,978.71 -64.95% 128,842,999.16 -53.13%
extraordinary gains and losses
(RMB Yuan)
Net cash flows from operating
-- -- 147,174,253.40 -7.65%
activities (RMB Yuan)
Basic EPS (RMB Yuan/share) -0.0211 -124.00% 0.0577 -75.78%
Diluted EPS (RMB Yuan/share) -0.0211 -124.00% 0.0577 -75.78%
Weighted average ROE (%) -0.42% -3.98% 2.99% -7.25%
Items and amounts of extraordinary gains and losses
√Applicable □Inapplicable
Unit: RMB Yuan
Item Amount as of Jan.-Sept. 2015 Note
Gains/losses on the disposal of non-current assets (including the
-555,609.58
offset part of asset impairment provisions)
Government grants recognized in the current period, except for
those acquired in the ordinary course of business or granted at
2,984,850.54
certain quotas or amounts according to the country’s unified
standards
Report for the Third Quarter of 2015 of Foshan Electrical and Lighting Co., Ltd.
Gains and losses on change in fair value from tradable financial
assets and tradable financial liabilities, as well as investment
income from disposal of tradable financial assets and tradable
22,309,001.00
financial liabilities and financial assets available for sales, except
for effective hedging related with normal businesses of the
Company
Litigation compensations
Other non-operating income and expenses than the above -93,998,116.54
recognized
Other gain/loss items that meet the definition of an extraordinary
588,232.86
gain/loss
Less: Income tax effects -13,336,346.80
Minority interests effects (after tax) 72,790.55
Total -55,408,085.47 --
Explain the reasons if the Company classifies an item as an extraordinary gain/loss according to the definition in
the Explanatory Announcement No. 1 on Information Disclosure for Companies Offering Their Securities to the
Public—Extraordinary Gains and Losses, or classifies any extraordinary gain/loss item mentioned in the said
explanatory announcement as a recurrent gain/loss item
□ Applicable √ Inapplicable
No such cases in the reporting period.
II. Total number of shareholders and shareholdings of the top ten shareholders at the
period-end
1. Total number of common shareholders and shareholdings of the top ten common shareholders at the
period-end
Unit: share
Total number of common
100,098
shareholders at the period-end
Shareholdings of the top ten common shareholders
Number of Pledged or frozen shares
Name of Nature of Shareholding Number of the
restricted shares
shareholder shareholder percentage (%) shares held Status of shares Number of shares
held
OSRAM Holding
Foreign
Company 13.47% 171,360,391
corporation
Limited
Prosperity Lamps
Foreign
& Components 10.50% 133,577,143
corporation
Limited
Report for the Third Quarter of 2015 of Foshan Electrical and Lighting Co., Ltd.
Guangdong
Provincial
Railway State-owned
4.75% 60,437,728
Construction corporation
Investment Group
Co., Ltd.
Shenzhen Rising
Investment and State-owned
3.11% 39,536,747
Development corporation
Co., Ltd.
Central Hujin State-owned
2.42% 30,799,000
Investment Ltd. corporation
Essence
International Foreign
1.92% 24,371,297
Securities (Hong corporation
Kong) Co., Ltd.
DBS Vickers
Foreign
(Hong Kong) Ltd 1.75% 22,252,573
corporation
A/C Clients
Domestic
Wang Changhua 1.52% 19,304,754
individual
Beijing He Ju
Investment
Management Co.,
Ltd.-He Ju Other 0.89% 11,302,074
Platform
Securities
Investment Fun
Foreign
Zhuang Jianyi 0.85% 10,821,372
individual
Shareholdings of the top ten non-restricted common shareholders
Number of non-restricted common shares held at the Type of shares
Name of shareholder
period-end Type Number
RMB ordinary
OSRAM Holding Company Limited 171,360,391 171,360,391
share
Prosperity Lamps & Components RMB ordinary
133,577,143 133,577,143
Limited share
Guangdong Provincial Railway
RMB ordinary
Construction Investment Group Co., 60,437,728 60,437,728
share
Ltd.
Report for the Third Quarter of 2015 of Foshan Electrical and Lighting Co., Ltd.
Shenzhen Rising Investment and RMB ordinary
39,536,747 39,536,747
Development Co., Ltd. share
RMB ordinary
Central Hujin Investment Ltd. 30,799,000 30,799,000
share
Domestically
Essence International Securities
24,371,297 listed foreign 24,371,297
(Hong Kong) Co., Ltd.
share
Domestically
DBS Vickers (Hong Kong) Ltd A/C
22,252,573 listed foreign 22,252,573
Clients
share
RMB ordinary
Wang Changhua 19,304,754 19,304,754
share
Beijing He Ju Investment
RMB ordinary
Management Co., Ltd.-He Ju 11,302,074 11,302,074
share
Platform Securities Investment Fun
Domestically
Zhuang Jianyi 10,821,372 listed foreign 10,821,372
share
1．As of September 30，Shenzhen Rising Investment and Development Co., Ltd. and Rising
Investment and Development Limited, which holds 10,763,126 B-shares in the Company, act
in concert. After OSRAM GmbH transfers OSRAM Holding Company Limited to
Guangdong Electronics Information Industry Group Ltd., Guangdong Electronics Information
Explanation on associated Industry Group Ltd., Shenzhen Rising Investment and Development Co., Ltd. and Rising
relationship or persons acting in Investment and Development Limited shall become parties acting in concert, holding a total
concert among the above-mentioned of 221,660,264 shares (a stake of 17.42%) in the Company.
shareholders 2． Prosperity Lamps & Components Limited and Zhuang Jianyi were related parties and
acting-in-concert parties. Apart from that, it’s unknown whether there was any associated
relationship among other shareholders of the top ten shareholders, or whether there is any
action-in-concert among them regarding to Administrative Measures on Acquisition of Listed
Companies.
Top ten non-restricted common Wang Changhua, an individual shareholder of the Company, holds 547,054 and 18,757,700
shareholders taking part in securities shares in the Company respectively through his common securities account and credit trading
margin trading (if any) collateral securities account, totaling 19,304,754 shares.
Did any of the top 10 common shareholders or the top 10 non-restricted common shareholders of the Company
carry out any agreed buy-back in the reporting period?
□ Yes √ No
No such cases in the reporting period.
Report for the Third Quarter of 2015 of Foshan Electrical and Lighting Co., Ltd.
2. Total number of preferred share holders and shareholdings of the top ten preferred share holders at the
period-end
□ Applicable √ Inapplicable
Report for the Third Quarter of 2015 of Foshan Electrical and Lighting Co., Ltd.
Section III. Significant Events
I. Major changes of main accounting statement items and financial indicators in the reporting
period, as well as reasons for the changes
√ Applicable □ Inapplicable
Unit: RMB Yuan
Closing amount Opening amount (or
Statement item (or amount for the amount for the same +/-% Main reasons for the movement
current period) period of last year)
Financial assets
measured at fair
value and of which
More treasury bonds and other securities
changes are 79,036,750.00 20,320.00 388860.38%
were bought.
recorded into
current gains and
losses
The amounts due from customers
Accounts receivable 478,956,663.92 322,951,674.45 48.31%
increased.
The withdrawn interest on term deposits
Interest receivable 3,828,443.43 2,101,275.54 82.20%
increased.
The financial subsidy for high-efficient
Other receivables 11,634,719.58 74,122,844.63 -84.30% and energy-saving products was
withdrawn.
A shareholding company went public and
Financial assets
2,529,682,467.57 581,157,988.22 335.28% the relevant fair value was recognized
available for sale
increased.
Construction in Engineering projects related to the plants
121,517,336.25 90,862,098.21 33.74%
progress in construction increased.
Taxes and fares
37,735,674.31 13,881,113.81 171.85% Taxes payable increased.
payable
The amounts due from the Company
Other payables 80,867,197.29 21,923,820.48 268.86%
because of lawsuits increased.
The payment of the previously projected
Projected liabilities - 61,438,275.16 -100.00%
lawsuit compensations was co
